LISA AU

Senior Director, Head of Technology Services (Greater China)
Hong Kong, HK.

About

Seasoned Technology Executive with 23+ years of progressive leadership in technology and information security strategy, governance, and delivery across Greater China and global financial services. Proven expertise in navigating complex regulated environments (HKMA, AMCM) and aligning technology initiatives, including digital transformation and cloud platforms, with critical business objectives. Adept at leading diverse global teams, managing multi-million dollar programs, and fostering robust IT governance, risk, and compliance frameworks to drive strategic business value and operational excellence.

Work

TEKSystems / Client – HKT
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Head of Programme Management

Hong Kong, Hong Kong SAR, Hong Kong

Summary

Directed the HKD 298 million NGCC Programme, a 5-phase digital transformation initiative across three business units, enhancing customer experience and operational efficiency for HKT.

Highlights

Spearheaded the design and implementation of the Unified Customer Experience Management (Unified-CXM) platform and AICC, integrating voice and digital channels to improve customer insights and engagement.

Deployed an AI-powered Virtual Agent, supporting 2,500 agents with quick access to contextual content and streamlined workflows, significantly enhancing operational efficiency.

Managed the successful migration of 3,000 legacy voice channels, 550 inbound/800 outbound hotlines, and 4,000 IVRS call flows, ensuring seamless continuity of critical communication infrastructure.

Expanded digital channel capabilities by managing over 250 email boxes, 350 WhatsApp Business numbers, and 50 menu-based chatbots supporting 400 concurrent sessions.

Coordinated with key vendors (Huawei, TeamSun, FANO Labs) and secured budget approvals from the Operations Committee, including GMD/CEO, for the HKD 298M program.

HKT
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Digital POD Lead (Project Quantum)

Hong Kong, Hong Kong SAR, Hong Kong

Summary

Led the delivery of AI-enabled solutions in collaboration with BCG, automating sales processes and enhancing digital channel capabilities for HKT.

Highlights

Defined and deployed the QAI Personalization Engine, leveraging reinforcement learning models on subscription and order history to deliver tailored product and pricing offers.

Developed an AI-driven conversational GENie Agent, utilizing proprietary and open-source LLMs (e.g., Qwen3 by Alibaba) to facilitate customer interactions and sales order processing.

Established and configured cloud infrastructure on GCP, enabling BCG deployment of the GENie platform and ensuring robust API integration and access across environments.

Managed cloud billing processes and credit vouchers, optimizing cloud service consumption and demonstrating financial acumen in a multi-cloud environment.

Integrated NGCC (AI-enabled Chatbot to Agent) with Buddy, Contact Centre systems, and Data-as-a-Service (DaaS) for seamless last-mile digital and first-mile human interactions.

Hong Kong Jockey Club
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Deputy Executive Manager, Cyber Security & Cloud Platforms

Hong Kong, Hong Kong SAR, Hong Kong

Summary

Led the PMO division for Cyber Security and Cloud Platforms, managing multi-specialist teams and strategic program delivery within the regulated environment of Hong Kong Jockey Club.

Highlights

Delivered the >$50M World Pool Platform Programme on AWS Cloud using Agile methodologies, implementing a new Cloud Operating Model to enhance security and scalability for critical operations.

Oversaw 20+ cybersecurity programmes, including EDR, Unified Vulnerability Management, SIEM, CASB, Splunk, Aqua, and Conjur, significantly strengthening the organization's security posture.

Revamped PMO reporting and elevated project management standards and governance frameworks, improving oversight and delivery efficiency across security and cloud initiatives.

Coordinated across internal teams and external vendors (AWS, Accenture, VMware, Cisco, Splunk, Singtel, Fortinet) to ensure integrated security solutions and successful program execution.

HSBC PLC
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Head of Business Management

Hong Kong, Hong Kong SAR, Hong Kong

Summary

Oversaw technology business management for HSBC's most valuable market, managing a >$1B annual investment budget and driving high-performance, agile practices within the Technology function.

Highlights

Managed a >$1B annual technology investment budget for HSBC's most valuable market, optimizing resource allocation and driving strategic technology initiatives for 0.5M+ institutional and 6M+ retail clients.

Acted as a strategic partner to the CIO, driving high-performance culture and agile practices across the Technology function to enhance efficiency and innovation.

Deputized for the CIO at Executive level, representing IT in key business discussions and ensuring technology alignment with broader business strategy with Lines of Business and COO.

Contributed as a member of the HSBC Hong Kong Technology Leadership Team, influencing technology direction and fostering innovation across the organization.

HSBC PLC
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CIO / Head of Technology, Macau

Hong Kong, Hong Kong SAR, Hong Kong

Summary

Managed the entire technology function for Macau, a critical gateway between HK and the Greater Bay Area, providing strategic oversight for digital transformation, core banking, and compliance initiatives.

Highlights

Delivered strategic oversight for Digital Transformation, Core Banking, and Credit Risk upgrade projects, ensuring compliance remediation and enhancing operational resilience.

Developed robust technology governance aligned with AMCM regulatory requirements and HSBC's global objectives, ensuring compliance and mitigating risk in a heavily regulated environment.

Received multiple internal awards and chaired Diversity & Inclusion Networks for the ASP region, demonstrating leadership and commitment to organizational culture and inclusion.

Managed technology operations for Macau, a critical hub between Hong Kong and the Greater Bay Area, aligning technology strategy with regional business growth and regulatory needs.

HSBC PLC
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Regional Head of Portfolio and Programme Management, Asia Pacific

Hong Kong, Hong Kong SAR, Hong Kong

Summary

Led the delivery of technology infrastructure services across Retail, Commercial, and Corporate banking platforms regionally, managing a multi-million dollar annual operating budget and steering a large team of Programme & Project Management employees.

Highlights

Directed regional delivery of technology infrastructure services for Retail, Commercial, and Corporate banking platforms, impacting critical operations across multiple markets.

Managed a multi-million dollar annual operating budget, optimizing resource allocation and ensuring cost-effective delivery of strategic programs.

Steered Programme & Project Management employees across multiple markets, fostering a high-performance culture and consistent project delivery standards.

Contributed as a member of Global Portfolio & Programme Management Leadership and Regional Infrastructure Management teams, influencing strategy and execution across a broad geographical remit.

HSBC PLC
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Various Roles (Programme Manager / Project Manager / IT Strategy - Innovation Manager / IT Transformation Manager / IT Infrastructure Operations Manager / Senior Analyst / Programmer)

Hong Kong, Hong Kong SAR, Hong Kong

Summary

Progressed through diverse roles, developing foundational expertise in technology strategy, project execution, and operations within a global financial institution across Hong Kong and USA.

Highlights

Managed various IT projects and strategic initiatives, demonstrating consistent career progression and increasing responsibility within HSBC across Hong Kong and USA.

Education

Manchester Metropolitan University
Manchester, England, UK

Bachelor of Law (Hons)

Law

The University of Hong Kong
Hong Kong, Hong Kong SAR, Hong Kong

BSc (Hons)

Computer Science & Information Systems

Languages

English
Chinese (Cantonese)
Chinese (Mandarin)

Certificates

Project Management Professional (PMP)

Issued By

Project Management Institute

Certified Information Systems Auditor (CISA)

Issued By

ISACA

ITIL (Information Technology Infrastructure Library)

Issued By

AXELOS Global Best Practice

Studying CISSP (Certified Information Systems Security Professional)

Issued By

(ISC)²

Skills

Technology Leadership & Strategy

Digital Transformation, AI Strategy, Cloud Strategy, Technology Governance, Business-Technology Alignment, Strategic Planning, Executive Management, Global Team Leadership, Cross-functional Leadership, Demand Management, Technology Roadmapping.

Information Security & Risk

Cybersecurity, Information Security Risk Management, Regulatory Compliance (HKMA, AMCM, PCI DSS, GDPR), Data Protection, Identity and Access Management (IAM), Vulnerability Management, SIEM, CASB, EDR, Splunk, Aqua, Conjur, Risk Assessments, Mitigation Strategies, Security Audits.

Program & Project Management

Portfolio Management, Program Management, Project Management, Agile Methodologies, Waterfall Methodologies, PMO Leadership, Project Delivery, Financial Lifecycle Management (Budgeting, Cost Control, ROI Analysis), Change Management.

Cloud Platforms & Infrastructure

AWS, Azure, GCP, AliCloud, Hybrid Cloud Architectures, Cloud Operating Models, Cloud Billing & Cost Management, API Integration, System Integration, Infrastructure Management.

Digital & AI Technologies

Artificial Intelligence (AI), Conversational AI (Chatbots, GENie), Machine Learning, Personalization Engines, Digital Channels (WhatsApp, WeChat, LiveChat), Unified Customer Experience Management (UCXM), Digital Platforms.

Operations & Vendor Management

Technology Operations Management, Vendor Relations, Stakeholder Engagement, Business Process Optimization, Service Delivery, Application Support, IT Service Management (ITSM), Managed Service Providers.

Financial Services Expertise

Financial Services Industry, Regulated Environments, Investment Banking, Corporate Banking, Retail Banking, Share Registry Services, Uncertificated Securities Market (USM).

Interests

Personal Interests

Proud mother of one daughter, Choir, Piano, Percussion, Chinese Flute, Fencing, Volunteering Services.